What We Do

The Division of Banking and Securities administers and enforces the Alaska Securities Act (AS 45.55 & 3 AAC 08), including the following: register securities; license, register, and examine investment advisers and broker dealers who sell and provide advice on securities; approve exempt securities offerings; investigate investor complaints and reports of fraud; provide investor education and outreach; as well as administer the proxy filing requirements which apply to certain corporations created under the Alaska Native Claims Settlement Act (ANCSA), and investigate complaints.


Statutes & Regulations