Securities

NOTICE TO SECURITIES FILERS:

IMPORTANT CHANGES TO SECURITIES EXEMPTION FILING REQUIREMENTS UNDER HB 308

Effective July 1, 2014, filings are no longer required for certain exempt securities transactions under 45.55.900(b)(5)(A), 45.55.900(b)(5)(B) and 45.55.900(b)(7).

Click here to read a copy of HB 308, which implemented these changes.
Please contact the Division if you have any questions.

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