Securities

Forms

Forms related to securities filings

Registration by Coordination (AS 45.55.090) or qualification (AS 45.55.100) or SCOR (3 AAC 08.600-650)

Exemptions from Registration (AS 45.55.900)

Registration for Regulation D, Rule 504 or 505 (3 AAC 08.500-.505)

Notice Filing, Regulation D, Rule 506 (AS 45.55.075(d))

Notice Filing, Mutual Funds and UITs (AS 45.55.075(a))

Forms and Information Related to Broker-Dealers, Agents, Federal Covered Advisers, State Investment Advisers, and Investment Adviser Representatives (IARs)

Viatical Forms

Solicitation of Interest Form