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State of AlaskaSOA / CommerceDCCED / Banking & SecuritiesDBS / Securities / Check Out Your Broker-Dealer or Investment Advisor

Securities

Check Out Your Broker-Dealer or Investment Adviser

For a detailed search and information on broker-dealers, broker-dealer agents, or investment advisers call the Alaska Division of Banking and Securities at (907) 465-2521 or toll-free at (888) 925-2521. Or you may email us at dbsc@alaska.gov.

Check the registration information and background of your broker or brokerage firm using the BrokerCheck from the Financial Industry Regulatory Authority (FINRA)

Check out an investment adviser firm using the Investment Adviser Public Disclosure (IAPD) database sponsored by the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA).

Mission Statement

Protect consumers of financial services and promote safe and sound financial systems.

Hours of Operation

Monday, Tuesday, Wednesday, and Friday 9:00am - 4:00pm, closing for lunch from Noon to 1:00pm
Thursday 8:00am - 3:00pm, closing for lunch from Noon - 1:00pm

Anchorage
Mailing/Physical Address

550 W 7th AVE, STE 1850
Anchorage, AK 99501

Phone: (907) 269-8140
Toll-Free: (888) 925-2521
Fax: (907) 269-8146

Juneau
Mailing Address

P.O. Box 110807
Juneau, AK 99811-0807

Physical Address

(No US mail delivery)
333 Willoughby AVE, 9th FL
State Office Building
Juneau, AK 99801

Phone: (907) 465-2521
Toll-Free: (888) 925-2521
Fax: (907) 465-1230

E-Mail: dbsc@alaska.gov