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Offices Closed to Public

The Department of Commerce, Community, and Economic Development offices are closed to the public at this time. We are still open for business and encourage you to contact us via phone or email.


The Securities Section examines and registers securities, securities dealers and salespersons, and investment advisers and their representatives; and enforces the financial services laws to protect consumers, preserve the integrity of the financial systems, enhance legitimate capital information, and deter financial fraud.

Forms on this page have been updated. Please use the form versions posted to this page.


Statutes & Regulations

Electronic Filing Systems/Regulatory Compliance

Consumer Information

Submit licensing inquiries to: