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Division of Banking and Securities

Enforcement Orders

Welcome to the Enforcement Orders webpage

Enforcement actions are organized by year. Clicking on the year will show you all orders issued that year. Generally, orders ending with -B are Banking orders, orders ending with -S are Securities orders, and orders ending with -C are Consumer Finance orders. If you are looking for older orders, or know of a specific order issued by the Division but you cannot locate it on our website, please contact the Division.

2017

  • 17-204-S, 10/10/17, J. Randall Gladden, Consent Order
  • 17-213-C, 10/4/17, John Bose NMLS License #AK436456, Final Order Denying License
  • 16-67-S, 10/2/17, Codawn Consulting Corporation; Sentinel Capital Corp.; Christopher Bryan; Cody Roach; and Craig Wiginton, Consent Order as to Craig Wiginton
  • 17-212-C, 9/28/17, Hanif Sharif NMLS License #AK1079617, Final Order Denying License
  • 17-227-C, 9/28/17, Academy Mortgage Corporation NMLS #3113, Order Imposing Civil Penalties and Consent to Order
  • 17-180-C, 08/23/2017, North American Financial Corp. NMLS #180736, Order to Surrender and Consent to Order
  • 17-204-S, 8/4/17, J. Randall Gladden, Temporary Cease And Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order.
  • 14-556-C, 7/18/17, Rodrigo Ballon NMLS #272011, Order Imposing a Civil Penalty and Consent to Order.
  • 17-40-S, 7/12/17, Charles Fagerstrom, Notice of Final Cease and Desist Order to Pay Suspended Civil Penalty and Assessing Civil Penalties.
  • 16-227-2-S, 6/28/17, Marie Tozier, Consent Order
  • 17-76-B, 6/15/17, Jansen Family Trust Company, Order Imposing a Civil Penalty and Consent to Order
  • 17-141-C, 6/13/17, FNC Insurance Agency, Inc., Consent Agreement Assessing Civil Penalties
  • 17-114-S, 6/9/17, Pamela Craig, Final Cease and Desist Order
  • 17-126-S, 5/17/17, Shee Atiká, Inc., Consent Order
  • 17-103-2-S, 5/9/17, Laurence Garrity and Lillian J. Young, Consent Order
  • 17-91-C, 4/28/17, Fairbanks Neighborhood Housing Services, Inc. NMLS #266203, Order to Pay Suspended Late Fees and Consent to Order    
  • 16-229-S, 4/19/17, Barbara Mazonna, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 17-49-S, 3/13/17, Austin Ahmasuk, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 17-8-C, 3/3/17, CMG Mortgage, Inc. d/b/a CMG Financial, Order Imposing Civil Penalties and Consent to Order
  • 16-67-S, 2/8/17, Codawn Consulting Corporation; Sentinel Capital Corp.; Christopher Bryan; Cody Roach; and Craig Wiginton, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, With Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 16-333-C, 1/10/17, Chad Douglas DeGange NMLS #AK968934, Final Order Denying License

2016

2015

2014

2013

2012

2011

2010

2009

2008

2007

2006

2005

2004

2003

2002

2001

2000

1999

1998

1997

1996

1995

1994

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1992

1991

1990

1989

1988

1987

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1981

1980

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1973

1971