Division of Banking and Securities

Enforcement Orders

Welcome to the Enforcement Orders webpage

Enforcement actions are organized by year.  Clicking on the year will show you all orders issued that year. Generally, orders ending with -B are Banking orders, orders ending with -S are Securities orders, and orders ending with -C are Consumer Finance orders. If you are looking for older orders, or know of a specific order issued by the Division but you cannot locate it on our website, please contact the Division.

2017
  • 16-67-S, 2/8/2017, Codawn Consulting Corporation; Sentinel Capital Corp.; Christopher Bryan; Cody Roach; and Craig Wiginton, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, With Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 16-333-C, 1/10/2017, Chad Douglas DeGange NMLS #AK968934, Final Order Denying License
2016
2015
2014
2013
2012
2011
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
1998
1997
1996
1995
1994
1993
1992
  • 92-6-S, 4/24/92, Brooks Campbell & Co., Inc; Gregory Kenneth Anderson, Order Imposing Fine and Censures
  • 92-5-S, 7/17/92, Mark Anthony, Findings, Conclucion, Determination and Order
1991
1990
1989
1988
1987
1986
1985
1984
1983
1982
1981
1980
1979
1978
1977
1976
1975
1974
1973
1971