Division of Banking and Securities

Enforcement Orders

Welcome to the Enforcement Orders webpage

Enforcement actions are organized by year.  Clicking on the year will show you all orders issued that year. Generally, orders ending with -B are Banking orders, orders ending with -S are Securities orders, and orders ending with -C are Consumer Finance orders. If you are looking for older orders, or know of a specific order issued by the Division but you cannot locate it on our website, please contact the Division.

2017
  • 16-333-C, 1/10/2017, Chad Douglas DeGange NMLS #AK968934, Final Order Denying License
2016
  • 16-304-C, 12/15/16, CK Group Partnership, Order to Pay Late Filing Fees, Imposing Civil Penalties and Consent to Order
  • 15-6746-S, 11/28/16, Michael Scow, Final Cease and Desist Order Assessing Civil Penalties
  • 12-607-1-S, 10/26/16, SOSdisasterplan.com, Inc.; Martin Wade Bartel; and Frederick Miller, Consent Order to Pay a Civil Penalty as to Martin Wade Bartel
  • 16-263-C, 10/24/16, Angelica Collett NMLS #AK1503813, Final Order Denying License     
  • 14-1312-C, 10/12/16, Kathy J. Fernandez, Order Imposing a Civil Penalty and Consent to Order
  • 16-155-C, 8/4/16, Freedom Mortgage Corporation NMLS#2767, Order to Pay Late Filing Fees, Imposing Civil Penalties and Consent to Order
  • 16-137-S, 8/4/16, Steve Potter, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 16-130-C, 7/27/16, American Advisors Group, Inc. NMLS #9392, Order Imposing Civil Penalties and Consent to Order
  • 15-6712-S, 7/20/16, Neal Palazzo CRD #4164798, Order to Cease and Desist Assessing a Civil Penalty and Consent to Order
  • 16-129-S, 7/15/16, Ferdinand Cleveland, Order Voiding Proxies and Consent to Order
  • 16-108-S, 7/7/16, Felix Hess, Notice of Final Cease and Desist Order Assessing Civil Penalties
  • 12-607-S, 6/10/16, SOSdisasterplan.com, Inc.; Martin Wade Bartel; and Frederick Miller, Notice of Final Cease and Desist Order Assessing Civil Penalties as to SOSdisasterplan.com, Inc. and Frederick Miller
  • 16-128-S, 6/1/16, Darren Cleveland, Order Voiding Proxies and Consent to Order
  • 16-97-S, 5/27/16, Charles Fagerstrom, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 16-37-C, 5/6/16, Dana Leigh Boyse NMLS #AK1439780, Final Order Denying License
  • 15-519-C, 4/26/16, American Internet Mortgage, Inc. d/b/a AimLoan.com NMLS #2890, Order to Pay Late Filing Fees, Imposing Civil Penalties and Consent to Order
  • 15-520-C, 4/6/16, North American Financial Corp. NMLS #180736, Order to Pay Late Filing Fees, Imposing Civil Penalties and Consent to Order
  • 16-83-C, 4/18/16, Patti Ann Crosswhite NMLS #AK148977, Final Order Denying License
  • 16-6761-C, 4/6/16, Zoya Jamil NMLS #AK1442357, Final Order Denying License
  • 16-6780-C, 4/6/16, Terreia Syreeta Whitsett NMLS License #AK1222442, Final Order Denying License
  • 16-6762-C, 4/6/16, Izuey Bermudez NMLS License #AK1340059, Final Order Denying License
  • 15-1520-2-S, 4/18/16, Garland James, Final Cease and Desist Order Assessing a Civil Penalty
  • 15-6737-B, 3/21/16, Alaska Prepaid Card, LLC d/b/a Quyana Card, Order to Cease and Desist Imposing a Civil Penalty and Consent to Order
  • 16-6784-S, 3/13/2016, Terry D. Mann; John M. Holm; Lorianne N. Rawson; Manuel Anelon; and Charlene Roehl, Notice of Final Cease and Desist Order Assessing Civil Penalties
  • 16-6767-C, 3/1/2016, Charles Anthony Leonard Power NMLS License #AK1428742, Final Order Denying License
  • 15-1531-S, 2/22/16, Sitnasuak Native Corporation, Order to Cease and Desist Assessing Civil Penalties and Consent to Order
  • 15-1520-S, 1/28/16, Garden State Securities, Inc., Order to Cease and Desist Assessing a Civil Penalty and Consent to Order
2015
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1971