Division of Banking and Securities

Enforcement Orders

Welcome to the Enforcement Orders webpage

Enforcement actions are organized by year.  Clicking on the year will show you all orders issued that year. Generally, orders ending with -B are Banking orders, orders ending with -S are Securities orders, and orders ending with -C are Consumer Finance orders. If you are looking for older orders, or know of a specific order issued by the Division but you cannot locate it on our website, please contact the Division.

2017
  • 16-67-S, 2/8/2017, Codawn Consulting Corporation; Sentinel Capital Corp.; Christopher Bryan; Cody Roach; and Craig Wiginton, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, With Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 16-333-C, 1/10/2017, Chad Douglas DeGange NMLS #AK968934, Final Order Denying License
2016
2015
2014
2013
2012
2011
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
1998
1997
1996

  • 96-09-S, 2/21/96, PaineWebber Incorporated, Consent Agreement
  • 95-02-S, 4/17/96, Internet Communications; Rosalind Venable; Eric Kerensky, Internet Communications Anchorage System SMR California Financial Services, Inc.; Charles D. King; Ronald L. Tobin
  • 96-11-S, 7/05/96, Titan Fisheries Corporation; Thomas H. Morgan, Consent Agreement
  • 96-135-S, 7/12/96, Before the Securities Administrator State of Alaska, Consent Order Adopting Definitive Agreement Resolving Dispute Regarding the Lloyd's of London Market

1995
  • 96-05-S, 12/11/95, M.L. Stern & Co. Inc., Consent Agreement
  • 96-04-S, 10/30/95, Loken Aviation Inc.; Craig Loken; Aral Loken; Inian, Inc.; Lynden, Inc.; Albert N. Ball Sr., Consent Agreement
  • 96-03-S, 10/19/95, A.S. Goldmen & Company, Consent Agreement
  • 95-04-S, 06/29/95, International Technologies Group; The Intech Group; The Intech Group, Inc.; The Intech Group Montgomery SMR System; David W. Williams; Marvin Butler; Mike Carter, Consent Agreement
  • 95-06-S, 05/23/95, Sheila D. Miller, Outlook Financial Services, Order Imposing Civil Fine
1994

  • 94-05-S, 1/31/94, J.W. Bullard & Company Inc., Consent Agreement
  • 95-01-S, 8/30/94, Global Energy Inc.; Rob Mitchell; William R. Schumm; Robo Enterprises, Inc.; David G. Rose, Consent Order
  • 95-03-S, 12/13/94, Stewart Petroleum Company, Consent Agreement

1993

  • 94-1-S, 7-6-93, First Wilshire Securities Management Management, Inc., Agreement and Order
  • 94-3-S, 11-22-93, Prudential Securities Incorporated, Final Consent Order

1992
1991
1990
1989
1989
1988
1987
1986
1985
1984
1983
1982
1981
1980
1979
1978
1977
1976
1975
1974
1973
1971