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Offices Closed to Public

The Department of Commerce, Community, and Economic Development offices are closed to the public at this time. We are still open for business and encourage you to contact us via phone or email.

.Enforcement Orders

Enforcement actions are organized by year. To open a list of orders, click on the year. Generally, orders ending with -B relate to banking, -S relate to securities, and -C relate to Consumer Finance. If you are looking for specific order but you cannot find it listed, please contact the Division.

2020
  • 19-126-S, 08/27/20, Richard Beasley, Notice of Final Cease and Desist Order Assessing Civil Penalty
  • 17-120-S, 07/23/20, Linda Denny and John Denny, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 19-133-S, 07/20/20, TMTE, Inc., aka Metals.com; Chase Metals, Inc.; Walter Vera; Athena Hunter; Sean Reza; Jonathan Sachs; David Bleeden; and Randall Kohl, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties and Notice of Final Order
  • 19-92-S, 06/16/20, Raymond Austin, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 19-100-S, 04/07/20, Solium Financial Services LLC, Consent Order
  • 19-231-S, 03/31/20, Securian Financial Services, Inc., Order Assessing Civil Penalties and Consent to Order
  • 19-18-S, 02/03/20, Anita Andrews; and Peter Andrews, Notice of Final Cease and Desist Order Assessing Civil Penalties
2019
  • 19-38-S, 12/13/19, Dominic Salvato, Temporary Cease and Desist Order Effective Immediately, Assessing Civil Penalties, with Notice of Hearing Rights and Notice of Final Cease and Desist Order
  • 18-266-B, 10/09/19, Affordable Loan Company License #45, Order to Pay Late Filing Fees and Consent to Order
  • 19-73-C, 10/04/19, David W. White, NMLS #AK200917, Order Imposing Civil Penalties and Consent to Order
  • 19-75-C, 09/19/19, Amber Gauthier, NMLS AK #988438, Order Imposing Civil Penalties and Consent to Order
  • 19-74-C, 09/17/19, Kelli K. White, NMLS AK#1367160, Order Imposing Civil Penalties and Consent to Order
  • 18-161-S, 08/02/19, Harley Sundown, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 19-71-S, 07/19/19, Kenneth Cameron, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 19-72-C, 07/12/19, Primary Residential Mortgage, Inc. NMLS #AK3094, Order Imposing Civil Penalties and Consent to Order
  • 19-29-C, 07/08/19, KM Capital Management, Inc. NMLS #AK186066, Suzan A. McCready, NMLS #AK189271, Order Imposing Civil Penalties and Consent to Order
  • 19-44-S, 05/22/19, Clarice Johnson, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 17-170-S, 04/16/19, LPL Financial LLC, Administrative Consent Order
  • 18-133-C, 01/31/19, Jason Wooten NMLS #AK188808, Order Imposing Civil Penalties and Consent to Order
  • 18-134-C, 02/22/19, Adam J. Heafner NMLS #AK206051, Order Imposing Civil Penalties and Consent to Order
  • 18-135-C, 02/22/19, Justin L. Harris NMLS AK#289494, Order Imposing Civil Penalties and Consent to Order
2018
  • 17-154-S, 03/29/19, Charles E. Fagerstrom, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 17-324-C, 11/19/18, Quicken Loans Inc. NMLS #AK3030, Order Imposing Civil Penalties and Consent to Order
  • 18-235-B, 11/19/18, Northwest Trustee and Management Services, LLC, Order to Pay Late Filing Fees and Consent to Order
  • 18-111-C, 10/03/18, First Rate Financial, LLC NMLS #AK184451, Order Imposing Civil Penalties and Consent to Order
  • 17-217-C, 08/31/18, Yapstone Holdings, Inc. f/k/a Yapstone, Inc. and YapStone, Inc. d/b/a RentPayment, d/b/a VacationRentPayment, d/b/a DuesPayment, d/b/a StorageRentPayment, d/b/a ParishPay, Order Assessing Civil Penalties, and Consent to Order
  • 17-162-S, 07/11/18, Susettna King, Notice of Final Cease and Desist Order Assessing Civil Penalties
  • 18-125-S, 06/18/18, Ella Bennett, Order to Cease and Desist, Imposing Civil Penalties and Consent to Order
  • 18-24-C, 06/04/18, Virtua Funding LLC NMLS #1015993, Order to Pay Late Filing Fees, Imposing Civil Penalties and Consent To Order
  • 17-088-C, 06/04/18, Tiger Commissary Services, Inc., Order Assessing Civil Penalties and Consent to Order
  • 18-98-B, 05/16/18, Northrim Bank, Order to Pay Late Filing Fees and Consent to Order
  • 17-272-C, 04/04/18, Commonwealth Foreign Exchange, Inc., Order Assessing Civil Penalties and Consent to Order
  • 18-25-C, 03/29/18, Phillip Gibson II NMLS License #AK1623545, Final Order Denying License
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