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Division of Banking and Securities

Enforcement Orders

Welcome to the Enforcement Orders webpage

Enforcement actions are organized by year. Clicking on the year will show you all orders issued that year. Generally, orders ending with -B are Banking orders, orders ending with -S are Securities orders, and orders ending with -C are Consumer Finance orders. If you are looking for older orders, or know of a specific order issued by the Division but you cannot locate it on our website, please contact the Division.

2018
  • 17-272-C, 04/04/18, Commonwealth Foreign Exchange, Inc., Order Assessing Civil Penalties and Consent to Order
  • 18-25-C, 03/29/18, Phillip Gibson II NMLS License #AK1623545, Final Order Denying License
2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994 1993 1992 1991 1990 1989 1988 1987 1986 1985 1984 1983 1982 1981 1980 1979 1978 1977 1976 1975 1974 1973 1971