Securities and Investment Securities Regulation Changes DCCED proposes to adopt regulation changes in Title 3, Chapter 8, of the Alaska Administrative Code, dealing with the registration and sale of securities in Alaska, registration and licensing of broker dealers, agents, and investment advisers. For more details please visit the State of Alaska Online Public Notices page. The division registers and examines companies and individuals who sell securities and provide securities advice including broker-dealers, investment advisers, and salespersons authorized to work with Alaskan investors. Companies file mutual funds, exemptions, and other securities filings. Staff investigates complaints or reports of fraud and takes enforcement action as needed. Licensing Manual Forms Fee Schedule Statutes & Regulations Alaska Securities Act (AS 45.56) Securities Regulations (3 AAC 08) Electronic Filing Systems/Regulatory Compliance Blue Express Manager - Authorized Filers Only Central Registration Depository (CRD) Electronic Filing Depository (EFD) - Reg D, Rule 504 and UITs Financial Crimes Enforcement Network (FinCEN) Investment Adviser Registration Depository (IARD) Consumer Information Broker Check by FINRA Protecting Your Online Accounts Submit inquiries to: securities@alaska.gov