Skip to content
Back to Top
State of AlaskaSOA / CommerceDCCED / Banking & SecuritiesDBS / Securities / Complaint Forms

Securities

Complaint Forms

One of the missions of the Securities Section is to investigate potential violations of the Alaska Securities Act.  The violations can range from the sale of unregistered securities, to the investment services being provided by an unregistered firm or individual, or the illegal or unethical conduct by a registered firm or individual.  If you have a complaint regarding investment activities or products, please use the Investment Complaint Form (Form 08-115A) for submitting your complaint to the division.  For ANCSA shareholders who have complaints regarding proxy solicitation materials under Alaska Statute AS 45.55.139, please submit your complaint using the ANCSA Corporation Complaint Form (Form 08-115B).

If you have any questions, please feel free to contact the division at (907) 465-2521.

Mission Statement

Protect consumers of financial services and promote safe and sound financial systems.

Hours of Operation

Monday, Tuesday, Wednesday, and Friday 9:00am - 4:00pm, closing for lunch from Noon to 1:00pm
Thursday 8:00am - 3:00pm, closing for lunch from Noon - 1:00pm

Anchorage
Mailing/Physical Address

550 W 7th AVE, STE 1850
Anchorage, AK 99501

Phone: (907) 269-8140
Toll-Free: (888) 925-2521
Fax: (907) 269-8146

Juneau
Mailing Address

P.O. Box 110807
Juneau, AK 99811-0807

Physical Address

(No US mail delivery)
333 Willoughby AVE, 9th FL
State Office Building
Juneau, AK 99801

Phone: (907) 465-2521
Toll-Free: (888) 925-2521
Fax: (907) 465-1230

E-Mail: dbsc@alaska.gov